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In
this essay, normal science means research firmly based
upon one or more past scientific achievements, achievements that some
particular scientific community acknowledges for a time as supplying
the foundation for its further practice. Today such achievements are
recounted, though seldom in their original form, by science textbooks,
elementary and advanced. These textbooks expound the body of accepted
theory, illustrate many or all of its successful applications, and
compare these applications with exemplary observations and experiments.
Before such books became popular early in the nineteenth century and
until even more recently in the newly matured sciences, many of the
famous classics of science, by such writers as Aristotle, Newton and
Ben Franklin, served for a time to define the legitimate problems
and methods of a research field for succeeding generations of practitioners.
They were able to do so because they shared two essential characteristics.
Their achievement was sufficiently unprecedented to attract an enduring
group of adherents away from competing modes of scientific activity.
Simultaneously, it was sufficiently open-ended to leave all sorts
of problems for the redefined group of practitioners to resolve.
Achievements that share these two characteristics I shall henceforth
refer to as paradigms. The study of paradigms is what
mainly prepares the student for membership in the particular scientific
community within which he will later practice. Because the student
there joins others who learned the bases of their field from the
same concrete models. The persons subsequent practice will
seldom evoke overt disagreement over fundamentals. Workers whose
research is based on shared paradigms are committed to the same
rules and standards for scientific practice. That commitment and
the apparent consensus it produces are prerequisites for normal
science. It also produces a particular research tradition
Today's physics textbooks tell the student that light is photons,
i.e., quantum-mechanical entities that exhibit some characteristics
of waves and some of particles. Research proceeds accordingly. That
characterization of light is, however, scarcely half a century old.
Before it was developed by Planck, Einstein, and others early in
this century, physics texts taught that light was transverse wave
motion, a conception rooted in a paradigm that derived from the
optical writings of Young and Fresnel in the early nineteenth century.
Nor was the wave theory the first to be embraced by almost all practitioners
of optical science. During the eighteenth century the paradigm for
this field was provided by Newton's Opticks, which taught that light
was material corpuscles. At that time, physicists sought evidence,
as the early wave theorists had not, of the pressure exerted by
light particles impinging on solid bodies.
These
transformations of the paradigms of physical optics are scientific
revolutions, and the successive transition from one paradigm to
another via revolution is the usual developmental pattern of mature
science
The history of electrical research in the first half of the eighteenth
century provides an example of the way a science develops before
it acquires its first universally received paradigm. During that
period, there were almost as many views about the nature of electricity
as there were important electrical experimenters. All their numerous
concepts of electricity had something in common, they were partially
derived from one or another version of the mechanical-corpuscular
philosophy that guided all scientific research of the day. Yet though
all the experiments were electrical and though most of the experimenters
read each others works, their theories had no more than a
family resemblance.
One early group of theories, following seventeenth-century practice,
regarded electrical attraction and frictional generation as the
fundamental electrical phenomena. This group tended to treat repulsion
as a secondary effect due to some sort of mechanical rebounding
and also to postpone for as long as possible both discussion and
systematic research on the newly discovered effect of electrical
conduction. Other "electricians" (the term is their own)
took attraction and repulsion to be equally elementary manifestations
of electricity and modified their theories and research accordingly.
But they had as much difficulty as the first group in accounting
for any but the simplest conduction effects. Those effects, however,
provided the starting point for still a third group, one which tended
to speak of electricity as a fluid that could run through
conductors. This group in its turn, had difficulty reconciling its
theory with a number of attractive and repulsive effects. Only through
the work of Franklin and his immediate successors did a theory arise
that could account for very nearly all these effects and that therefore,
could and did provide a subsequent generation of "electricians"
with a common paradigm for its research
It suggested which
experiments would be worth trying and which would not and therefore
guided research.
[Kuhn
goes on to make the point that scientists working under the guidance
of an accepted paradigm spend long and happy careers enlarging the
factual basis of the paradigm and increasing the extent of the match
between those facts and the paradigms predictions. This is
a enormous amount of work and is, what he calls, the business of
normal science.]
Anomaly
within normal science and the emergence of new scientific discoveries
Normal
science is a highly cumulative enterprise, eminently successful
in its aim, which is the steady extension of the scope and precision
of scientific knowledge. Yet one standard product of the scientific
enterprise is missing. Normal science does not aim at novelties
of fact or theory and, when successful, finds none. New and unsuspected
phenomena [anomalies] are, however, repeatedly uncovered by scientific
research.
It is as if a game played under one set of rules produces something
never seen before and the rules [the paradigm] needs to be changed
so that the new thing can fit in.
After they [the anomalies] have become parts of science, the enterprise,
at least of those specialists in whose particular field the novelties
lie, is never quite the same again. But novelty ordinarily emerges
only for the scientist who, knowing with precision what he should
expect under normal science, is able to recognize that something
has gone wrong. Anomaly appears only against the background provided
by the paradigm. The more precise and far-reaching that paradigm
is, the more sensitive an indicator it provides of anomaly and hence
of an occasion for paradigm change.
Now what do scientists do when confronted by even severe and prolonged
anomalies? Though they may begin to lose faith and then to consider
alternatives, they do not renounce the paradigm that has led them
into crisis
Once
it has achieved the status of paradigm, a scientific theory is declared
invalid only if an alternate candidate is available to take its
place. The decision to reject one paradigm is always simultaneously
the decision to accept another.
As
more and more anomalies to the existing paradigm are found, a crises
situation develops. Attempts are made to fix the old
paradigm. If the fix is unsatisfactory and an alternative paradigm
is proposed that includes both the old and new facts, a scientific
revolution occurs.
Revolutions as Changes of World-view
Examining
the record of past research, the historian of science may be tempted
to exclaim that when paradigms change, the world itself changes
with them. Led by a new paradigm, scientists adopt new instruments
and look in new places. Even more important, during revolutions
scientists see new and different things when looking with familiar
instruments in places they have looked before. It is rather as if
the professional community had been suddenly transported to another
planet where familiar objects are seen in a different light and
are joined by unfamiliar ones as well. Of course, nothing of quite
that sort does occur: there is no geographical transplantation;
outside the laboratory everyday affairs usually continue as before.
Nevertheless, paradigm changes do cause scientists to see the world
of their research-engagement differently. We may say that after
a revolution scientists are responding to a different world.
[An outline of the complete text and a synopsis of the chapters
prepared by Professor Frank Pajares of Emory University is available
at http://www.emory.edu/EDUCATION/mfp/Kuhn.html ]
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